NAICS Code
523110 - Investment Banking and Securities Dealing

The description for the NAICS Code 523110 - Investment Banking and Securities Dealing is:

This Industry Comprises Establishments Primarily Engaged In Underwriting, Originating, And/or Maintaining Markets For Issues Of Securities. Investment Bankers Act As Principals (i.e., Investors Who Buy or Sell On Their Own Account) In Firm Commitment Transactions or Act As Agents In Best Effort and Standby Commitments. This Industry Also Includes Establishments Acting As Principals In Buying or Selling Securities Generally On A Spread Basis, Such As Securities Dealers or Stock Option Dealers.

• Banking, investment
• Bond dealing (i.e., acting as a principal in dealing securities to investors)
• Commercial paper dealing (i.e., acting as a principal in dealing securities to investors)
• Investment banking
• Making markets for securities
• Market making for securities
• Paper, dealing of commercial (i.e., acting as principal in dealing securities to investors)
• Securities dealers (i.e., acting as a principal in dealing securities to investors)
• Securities dealing (i.e., acting as a principal in dealing securities to investors)
• Securities distributing (i.e., acting as a principal in dealing securities to investors)
• Securities floor traders (i.e., acting as a principal in dealing securities to investors)
• Securities flotation companies
• Securities originating (i.e., acting as a principal in dealing securities to investors)
• Securities trading (i.e., acting as a principal in dealing securities to investors)
• Securities underwriting
• Stock options dealing (i.e., acting as a principal in dealing securities to investors)
• Trading securities (i.e., acting as a principal in dealing securities to investors)
• Underwriting securities

The related North American Industry Classification System Code(s) for NAICS Code 523110 - Investment Banking and Securities Dealing is:

• Establishments primarily engaged in acting as agents (i.e., brokers) in buying or selling securities on a commission or transaction fee basis are classified in Industry 523120, Securities Brokerage; and
• Investment clubs or individual investors primarily engaged in buying or selling financial contracts (e.g., securities) on their own account are classified in Industry 523910, Miscellaneous Intermediation.

The related GL Class Code(s) for NAICS Code 523110 - Investment Banking and Securities Dealing is:

The related SIC Code(s) for NAICS Code 523110 - Investment Banking and Securities Dealing is:

Description for 6211 Security Brokers, Dealers, and Flotation Companies

Establishments primarily engaged in the purchase, sale, and brokerage of securities; and those, generally known as investment bankers, primarily engaged in originating, underwriting, and distributing issues of securities. Establishments primarily engaged in issuing shares of mutual and money market funds, unit investment trusts, and face amount certificates are classified in Industry Group 672. Establishments primarily engaged in providing investment advice on a contract or fee basis to establishments which deal in financial contracts are classified in Industry 6282.

• Agents for mutual funds
• Bond dealers and brokers
• Distributors, security
• Floor traders, security
• Investment bankers
• Investment certificates, sale of
• Investment firm-general brokerage
• Mineral leases, dealers in
• Mineral royalties, dealers in
• Mortgages, buying and selling (rediscounting)
• Mutual fund agents
• Mutual funds, selling by independent salesperson
• Note brokers
• Oil and gas lease brokers
• Oil royalties, dealers in
• Option dealers, stock
• Sale of partnership shares in real estate syndicates
• Security brokers
• Security dealers
• Security flotation companies
• Security traders
• Security underwriters
• Stock brokers and dealers
• Tax certificate dealers

The related NCCI Code(s) for 523110 - Investment Banking and Securities Dealing is:

The related CA Workers Comp Class Code(s) for NAICS Code 523110 is:

The related DE Workers Comp Class Code(s) for NAICS Code 523110 is:

The related MI Workers Comp Class Code(s) for NAICS Code 523110 is:

The related NJ Workers Comp Class Code(s) for NAICS Code 523110 is:

The related NY Workers Comp Class Code(s) for NAICS Code 523110 is:

The related PA Workers Comp Class Code(s) for NAICS Code 523110 is:

The related TX Workers Comp Class Code(s) for NAICS Code 523110 is: